1
|
NAME OF REPORTING PERSON
|
|
|
|
Norman H. Pessin
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ (b) o
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
o
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF
|
7
|
SOLE VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
|
691,735
|
|
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
691,735
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
691,735
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1) 5.4%
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
|
|
Sandra F. Pessin
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ (b) o
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
o
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF
|
7
|
SOLE VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
|
100,000
|
|
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
100,000
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
100,000
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
0.7%
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
|
IN
|
1
|
NAME OF REPORTING PERSON
|
|
|
|
Brian Pessin
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|
(a) þ (b) o
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
SOURCE OF FUNDS
|
|
PF
|
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
o
|
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
United States
|
NUMBER OF
|
7
|
SOLE VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
|
201,217
|
|
|
|
OWNED BY EACH
|
8
|
SHARED VOTING POWER
|
|
|
|
REPORTING
|
|
|
PERSON WITH
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
|
|
|
201,217
|
|
10
|
SHARED DISPOSITIVE POWER
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
201,217
|
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
o
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
1.5%
|
|
|
14
|
TYPE OF REPORTING PERSON*
|
|
IN
|
Item 1.
|
Security and Issuer
|
Item 2.
|
Identity and Background
|
Name and Address:
|
1) Norman H. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
|
2) Sandra F. Pessin
|
|
|
366 Madison Avenue, 14th Floor
|
|
|
New York, NY 10017
|
|
|
|
|
3) Brian Pessin | ||
310 East 75th Street, Apt. 2A
|
||
New York, NY 10021
|
||
Principal Occupation:
|
1) Investor
|
|
|
2) Housewife
|
|
|
3) Investor | |
|
|
|
Criminal Convictions:
|
1) None
|
|
|
2) None
|
|
|
3) None | |
|
|
|
Civil Proceedings:
|
1) None
|
|
|
2) None
|
|
|
3) None
|
|
|
|
|
Citizenship:
|
1) United States
|
|
|
2) United States
|
|
|
3) United States |
Item 3.
|
Source and Amount of Funds or Other Consideration
|
Item 4.
|
Purpose of Transaction
|
Item 5.
|
Interest in Securities of the Issuer
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7.
|
Material to Be Filed as Exhibits
|
|
/s/ Norman H. Pessin |
|
|
Norman H. Pessin
|
|
|
|
|
|
/s/ Sandra F. Pessin |
|
|
Sandra F. Pessin
|
|
/s/ Brian Pessin | ||
Brian Pessin
|
Shares of Common
Stock Purchased
|
Price Per
Share ($)
|
Date of
Purchase
|
Norman H. Pessin
|
||
50,000
|
4.0
|
11/5/14
|